Sumit Ghai

FCS, LLB

He offers strategic direction to start-ups pursuing funding and investment prospects, backed
by a profound understanding and expertise in compliance requirements outlined by regulatory
bodies and governmental opportunities. Additionally, he oversees the legal affairs of client
companies, which may include Non-Banking Financial Companies (NBFCs).
He has extensive experience in handling SME IPOs, assisting small and medium-sized enterprises in navigating the complexities of going public. His expertise includes pre-IPO readiness, due
diligence, regulatory compliance, drafting of offer documents, liaising with stock exchanges
and SEBI, and ensuring adherence to listing requirements. He plays a key role in structuring the
IPO process to maximize valuation, enhance investor confidence, and streamline the transition
to a publicly traded company.
Furthermore, he effectively handles assignments related to diligence reports and status search
reports according to RBI rules and regulations. His practical experience extends to Invest Punjab
initiatives, subsidiary formation & grants, and RBI-related matters, including compounding. His
deep knowledge of regulatory frameworks ensures smooth execution of funding and
compliance-related processes for businesses aiming for expansion and financial growth.