SEBI Compliance Services

  • Expertise & Experience: Our team comprises industry experts and legal professionals with extensive experience in SEBI compliance.

  • Timely & Accurate Services: We ensure prompt and precise compliance to help businesses avoid penalties and regulatory actions.

  • End-to-End Support: From registration to ongoing compliance management, we provide holistic solutions tailored to your business needs.

Need Help For SEBI Compliance ?

Fill Up the below Mentioned Form

Conversational Form (#3)

Need help with your SEBI Compliance Issues?

  • +91-94636 40466

    Speak with an Attorney!

Ensuring compliance with the regulations set by the Securities and Exchange Board of India (SEBI) is crucial for financial entities, listed companies, and market intermediaries. Our expert team provides comprehensive SEBI compliance solutions to help businesses stay aligned with the regulatory framework and avoid any legal complications.

Our SEBI Compliance Services Include:

  1. Regulatory Filings & Reporting: Timely submission of mandatory reports, disclosures, and periodic filings as per SEBI norms.
  2. SEBI Registration Assistance: End-to-end support in obtaining SEBI registration for market intermediaries such as brokers, investment advisors, mutual funds, and portfolio managers.
  3. Corporate Governance Compliance: Ensuring adherence to SEBI’s corporate governance norms, including board structure, independent directors, and audit committee requirements.
  4. Insider Trading Regulations: Implementation of policies and frameworks to comply with SEBI’s Prohibition of Insider Trading (PIT) regulations.
  5. Takeover Code & Listing Obligations: Guidance on compliance with SEBI (Substantial Acquisition of Shares and Takeovers) Regulations and SEBI (Listing Obligations and Disclosure Requirements) Regulations.
  6. Due Diligence & Audits: Conducting internal audits, compliance checks, and risk assessments to ensure full compliance with SEBI directives.
  7. Investor Grievance Redressal: Assistance in setting up mechanisms to address investor complaints effectively in accordance with SEBI’s guidelines.
  8. SEBI Adjudication & Litigation Support: Expert legal advisory services to handle SEBI inquiries, notices, and regulatory proceedings.

Get in Touch

For professional SEBI compliance assistance, contact us today. Our team is ready to help you navigate the complex regulatory landscape with confidence.